Notification of Major Holdings
1. Details of issuer
TLG IMMOBILIEN AG
Hausvogteiplatz 12
10117 Berlin
Germany
|
2. Reason for notification
X |
Acquisition/disposal of shares with voting rights |
|
Acquisition/disposal of instruments |
|
Change of breakdown of voting rights |
|
Other reason:
|
3. Details of person subject to the notification obligation
Name: |
City and country of registered office: |
Mr Prof. Dr. Gerhard Schmidt, Date of birth: 06 Jan 1957 |
|
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
DIC Real Estate Investments GmbH & Co. Kommanditgesellschaft auf Aktien
|
5. Date on which threshold was crossed or reached:
6. Total positions
|
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
total of both in % (7.a. + 7.b.) |
total number of voting rights of issuer |
Resulting situation |
14.59 % |
7.16 % |
21.75 % |
103225855 |
Previous notification |
15.70 % |
7.21 % |
22.91 % |
/ |
7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 33, 34 WpHG)
ISIN |
absolute |
in % |
|
direct (Sec. 33 WpHG) |
indirect (Sec. 34 WpHG) |
direct (Sec. 33 WpHG) |
indirect (Sec. 34 WpHG) |
DE000A12B8Z4 |
0 |
15056357 |
0 % |
14.59 % |
Total |
15056357 |
14.59 % |
b.1. Instruments according to Sec. 38 para. 1 No. 1 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
Call Options |
21.02.2018 - 30.09.2018 |
21.02.2018 - 30.09.2018 |
2116274 |
2.05 % |
|
|
Total |
2116274 |
2.05 % |
b.2. Instruments according to Sec. 38 para. 1 No. 2 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
Pre-emptive rights under shareholder agreement |
n/a |
n/a |
Physical |
3150000 |
3.05 % |
Pre-emptive rights under shareholder agreement |
n/a |
as of 21.02.2018 until 31.12.2019 |
Physical |
2128749 |
2.06 % |
Pre-emptive rights under shareholder agreement |
n/a |
as of 01.10.2018 until 31.12.2019 |
Physical |
2116274 |
2.05 % |
|
|
|
Total |
7395023 |
7.16 % |
8. Information in relation to the person subject to the notification obligation
|
Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). |
X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name |
% of voting rights (if at least held 3% or more) |
% of voting rights through instruments (if at least held 5% or more) |
Total of both (if at least held 5% or more) |
Prof. Dr. Gerhard Schmidt |
% |
% |
% |
GCS Verwaltungs GmbH |
% |
% |
% |
DICP Capital SE |
% |
% |
% |
DIC Capital Partners (Europe) GmbH |
% |
% |
% |
DIC Grund- und Beteiligungs GmbH |
% |
% |
% |
Deutsche Immobilien Chancen Beteiligungs AG |
% |
% |
% |
Deutsche Immobilien Chancen AG & Co. Kommanditgesellschaft auf Aktien |
% |
% |
% |
DIC Asset AG |
% |
% |
% |
DIC Real Estate Investments Beteiligungs GmbH |
% |
% |
% |
DIC Real Estate Investments GmbH & Co. Kommanditgesellschaft auf Aktien |
14.59 % |
% |
18.70 % |
|
|
|
|
Prof. Dr. Gerhard Schmidt |
% |
% |
% |
GCS Verwaltungs GmbH |
% |
% |
% |
DICP Capital SE |
% |
% |
% |
DIC Capital Partners (Europe) GmbH |
% |
% |
% |
DIC Grund- und Beteiligungs GmbH |
% |
% |
% |
Deutsche Immobilien Chancen Beteiligungs AG |
% |
% |
% |
Deutsche Immobilien Chancen AG & Co. Kommanditgesellschaft auf Aktien |
% |
% |
% |
DIC Asset AG |
% |
% |
% |
DIC Real Estate Investments GmbH & Co. Kommanditgesellschaft auf Aktien |
14.59 % |
% |
18.70 % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
Date of general meeting: |
|
Holding position after general meeting: |
% (equals voting rights) |
10. Other explanatory remarks:
The call options on 2116274 shares, which are exercisable at the latest until 30.09.2018, will convert into pre-emptive rights for 2116274 shares as of 01.10.2018 with a duration until and inclusive of 31.12.2019. Therefore, neither the sum in item 6 'voting rights through instruments' nor the 'total participation' are aggregated either. |