Notification of Major Holdings
1. Details of issuer
| Name: |
TLG IMMOBILIEN AG |
| Street: |
Hausvogteiplatz 12 |
| Postal code: |
10117 |
| City: |
Berlin
Germany |
| Legal Entity Identifier (LEI): |
549300NYSIH10FPUO363 |
2. Reason for notification
| X |
Acquisition/disposal of shares with voting rights |
| |
Acquisition/disposal of instruments |
| |
Change of breakdown of voting rights |
| |
Other reason:
|
3. Details of person subject to the notification obligation
Natural person (first name, surname): Prof. Dr. Gerhard Schmidt
Date of birth: 06 Jan 1957 |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
DIC Real Estate Investments GmbH & Co. Kommanditgesellschaft auf Aktien
|
5. Date on which threshold was crossed or reached:
6. Total positions
| |
% of voting rights attached to shares
(total of 7.a.) |
% of voting rights through instruments
(total of 7.b.1 + 7.b.2) |
Total of both in %
(7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
| New |
11.95 % |
7.64 % |
19.59 % |
103272958 |
| Previous notification |
14.59 % |
7.16 % |
21.75 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN |
Absolute |
In % |
| |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
| DE000A12B8Z4 |
0 |
12336357 |
0 % |
11.95 % |
| Total |
12336357 |
11.95 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
| right to request transfer of shares |
09.12.2018 |
n/a |
2116274 |
2.05 % |
| Call option |
n/a |
as of 15.11.2018 - 31.05.2019 |
2128749 |
2.06 % |
| |
|
Total |
4245023 |
4.11 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
| Pre-emptive rights under shareholder agreement |
n/a |
n/a |
Physical |
3650000 |
3.53 % |
| Pre-emptive rights under shareholder agreement |
n/a |
as of 01.10.2018 until 31.12.2019 |
Physical |
2116274 |
2.05 % |
| Pre-emptive rights under shareholder agreement |
n/a |
as of 21.02.2018 - 31.08.2019 |
Physical |
2128749 |
2.06 % |
| Put option |
n/a |
as of 01.06.2019 - 31.08.2019 |
Physical |
2128749 |
2.06 % |
| |
|
|
Total |
7895023 |
7.64 % |
8. Information in relation to the person subject to the notification obligation
| |
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
| Prof. Dr. Gerhard Schmidt |
% |
% |
% |
| GCS Verwaltungs GmbH |
% |
% |
% |
| DICP Capital SE |
% |
% |
% |
| DIC Capital Partners (Europe) GmbH |
% |
% |
% |
| DIC Grund- und Beteiligungs GmbH |
% |
% |
% |
| Deutsche Immobilien Chancen Beteiligungs AG |
% |
% |
% |
| Deutsche Immobilien Chancen AG & Co. Kommanditgesellschaft auf Aktien |
% |
% |
% |
| DIC Asset AG |
% |
% |
% |
| DIC Real Estate Investments Beteiligungs GmbH |
% |
% |
% |
| DIC Real Estate Investments GmbH & Co. Kommanditgesellschaft auf Aktien |
11.95 % |
% |
16.06 % |
| |
|
|
|
| Prof. Dr. Gerhard Schmidt |
% |
% |
% |
| GCS Verwaltungs GmbH |
% |
% |
% |
| DICP Capital SE |
% |
% |
% |
| DIC Capital Partners (Europe) GmbH |
% |
% |
% |
| DIC Grund- und Beteiligungs GmbH |
% |
% |
% |
| Deutsche Immobilien Chancen Beteiligungs AG |
% |
% |
% |
| Deutsche Immobilien Chancen AG & Co. Kommanditgesellschaft auf Aktien |
% |
% |
% |
| DIC Asset AG |
% |
% |
% |
| DIC Real Estate Investments GmbH & Co. Kommanditgesellschaft auf Aktien |
11.95 % |
% |
16.06 % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights |
Proportion of instruments |
Total of both |
| % |
% |
% |
10. Other explanatory remarks:
| In the amount of 2116274 voting rights as well as in the amount of 2128749 voting rights, there is no aggregation of financial instruments as several financial instruments each relate to the same shares. The call option on 2128749 shares, which is exercisable at the latest until 31.05.2019, will convert into a put option for the same shares as of 01.06.2019 with a duration until and inclusive of 31.08.2019. Therefore, neither the sum in item 6 'voting rights through instruments' nor the 'total participation' are aggregated either. |
Date